Free (Virtual)From Chaos to Continuity: Succession Planning for SMBs 1 CPE
Tue, July 21, 2026, 6:00 PM, 1 hr CPE
When: Tues, July 21, 2026, 6:00 PM, from 6:00 to 8:00 PM (Arizona Time)
6:00 to 6:20 - Networking
6:20 to 7:10 – Free (Virtual) From Chaos to Continuity: Succession Planning for SMBs
Speaker: Jake Guttman, FSCP & CEFA: Founder & CEO, Senior Wealth Strategist, Rosevest Financial
Synopsis
Small and mid-sized businesses often run on relationships, institutional knowledge, and the leadership of a few key people. Without a clear succession plan, an unexpected departure, retirement, illness, or ownership transition can quickly create disruption for employees, clients, vendors, and family stakeholders. This session will help SMB owners and advisors move from reactive decision-making to a practical continuity plan that protects business value, reduces risk, and prepares the next generation of leadership.
Learning Objectives
- Identify the key risks SMBs face when succession planning is delayed or ignored, including operational, financial, leadership, and client-retention risks.
- Evaluate the core components of an effective succession plan, including ownership transition, leadership development, governance, contingency planning, and communication.
- Develop practical next steps for creating or improving a succession plan that supports business continuity, protects stakeholders, and preserves long-term enterprise value.
Speaker Bio:
Jake named Rosevest Financial in honor of his grandmother Rose, a Holocaust survivor who embodied resilience, compassion, and unwavering strength. Her experiences shaped her belief in the importance of security; thoughtful planning, and taking care of others principles that continue to inspire Jake's work today. He built his firm on the foundation of putting clients first, helping ensure that their financial well-being is protected with the same level of care and dedication his grandmother showed to those around her.
As Founder, CEO and Senior Wealth Strategist, Jake serves clients in a fiduciary capacity, ensuring that every recommendation is made with their best interests in mind. He specializes in working with business owners, high-net-worth individuals, and families navigating complex financial decisions. A Certified Exit Planning Advisor (CEPA) ®, he helps entrepreneurs strategically plan for business transitions, mitigate taxes, and optimize wealth preservation. His experience extends to advanced tax and estate planning, collaborating with CPAs, attorneys, and other professionals to develop sophisticated solutions clients with intricate financial needs.
A graduate of the University of Arizona, Jake holds a bachefor's degree in economics and psychology. He is also an accredited Financial Services Certified Professional (FSCP®). His ability to distill complex financial concepts into clear, actionable strategies has led to features in national media, including· The List TV, Yahoo! News, Advisors Magazine, and Business RadioX, along with multiple local news appearances. Outside the office, Jake enjoys strength training, reading, traveling, and indulging his passion for sports cars and horology. Whether exploring Porsche dealerships or admiring handcrafted timepieces, he appreciates the art of precision and design. Most of all, he values time spent with his wife, Melanie, their son, Calum, and their dogs, Bubba and Finn
Field of Study: 1 hour CPE- Field of Study : Business Acumen & Operations (IMA Competency Framework) https://www.imanet.org/career-resources/competency-framework
Location: Virtual
Online Instructions: (Register below to get the Link to the meeting-mailed out 2 days and also 1 hours before)
Photography: By registering for this event, you agree and acknowledge that IMA® (Institute of Management Accountants) along with its partners, subcontractors, or affiliates plan to take photographs at the AZ Valley of the Sun Chapter event or reproduction in educational, news, or promotional material, whether in print, electronic, or other media including IMA and IMA’s affiliate partner websites. By participating in the AZ Valley of the Sun Chapter event you grant IMA and any of its designated subcontractors, partners, or affiliates the right to your name and image (both photographs) for such purposes.
Liability Waiver: By registering for this event, you agree and acknowledge that you are undertaking participation in IMA® (Institute of Management Accountants) events and activities as your own free and intentional act, and you are fully aware that possible physical injury might occur to you as a result of your participation in these events. You give this acknowledgment freely and knowingly that you are able to participate in IMA events, and you do hereby assume responsibility for your own well-being.